What Counts as Prior Art?
Written from 35 U.S.C. 102 and MPEP 2128 and 2152. The statute is law; the MPEP is examination guidance and binds no court. Current as of 22 August 2026.
Two questions, not one. Was this available to the public before your effective filing date? And separately, does an earlier-filed patent document naming another inventor reach it? The first lane is broad. The second can reach back to a filing date nobody could see.
There is a one-year grace period, and it is narrower than almost everyone expects. The page below says exactly how narrow.
Section 102 is written as an entitlement subject to exceptions rather than as a list of requirements. Its operative words are "A person shall be entitled to a patent unless" one of two conditions is met.
There are two conditions, and they work differently. Most explanations cover only the first.
Subsection (a)(1) is the public one. A patent, a printed publication, a public use, a sale, or anything otherwise available to the public before the effective filing date. That catch-all is never defined in the statute, and the Office reads it to cover a student thesis in a university library, a poster at a scientific meeting, a document posted on the internet, and more. The provision exists so the question is availability rather than whether a disclosure was technically a printed publication.
Subsection (a)(2) is not about the public at all. It reaches a claimed invention described in a patent issued under section 151, or in an application published or deemed published under section 122(b), where that document names another inventor and was effectively filed before your effective filing date.
The Two Bars and Their Exceptions
| Bar | What counts as prior art | Exceptions the statute gives |
|---|---|---|
| (a)(1), public availability | The claimed invention "was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention" | (b)(1): a disclosure "made 1 year or less before the effective filing date" is not prior art if it was made by an inventor or someone who obtained it from one, (b)(1)(A), or if the inventor had publicly disclosed the same subject matter first, (b)(1)(B) |
| (a)(2), earlier filing | The claimed invention "was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b)", naming another inventor and "effectively filed before the effective filing date of the claimed invention" | (b)(2)(A) and (B) parallel the (b)(1) routes; (b)(2)(C) removes a disclosure where the subject matter and the claimed invention "were owned by the same person or subject to an obligation of assignment to the same person" by the effective filing date, and (c) deems that so for work under a joint research agreement |
What the table cannot show is what the section never defines. The operative text does not say what a printed publication, a public use, a sale, or something otherwise available to the public is; those terms are left to case law and examination guidance, and the pages below take them one at a time. The word novelty appears only in the subsection heading. It is the name of the test, not a term the statute applies.
The Pages
What These Pages Do Not Decide
- They do not say whether your invention is novel.
- These pages describe the America Invents Act regime. Applications filed before 16 March 2013 can be governed by different pre-AIA rules.
- They do not say whether anything you published is prior art against you, or against anyone else.
- They do not treat the grace period as protection or as a reason to wait. It is an exception with two narrow routes, both of which run back to an inventor.
Educational, not legal advice. If timing matters to something you are working on, that is a conversation to have with a registered patent practitioner early, because the options here close rather than open.