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What Reply Remarks Contain, by the Section Cited

Read from 47 reply bundles across 22 application families, as filed; 46 of them had remarks text. Kinds of content are counted once per reply bundle and once per family. Method and limits: how we read these filings.

Read this before any table. A kind of content is counted when it appears anywhere in the remarks of a reply bundle. Bundles are then grouped by the statutory sections the examiner's action printed. A kind found in the remarks of a reply to an action citing section 101 is not shown to answer the section 101 ground. It was in the same remarks, and that is all this measurement records. 29 of the 47 bundles (in 19 of the 22 families) answered an action that printed two or more of sections 101, 102, 103 and 112, so the same remarks are counted under each section that action printed.
What the reading found

Replies in this sample looked much alike whatever section the action printed. Four kinds of content, from claim status to procedural requests, appear in at least 29 of 33 replies (88%), in at least 16 of 18 families, in the section 103 group and in a larger share of every other group. The differences sit in a few kinds that appeared only in replies to actions printing a particular section: characterizations of subject matter and examples drawn from decisions or official illustrations only alongside section 101, and reasons offered for combining or modifying references only alongside section 103. A check on replies to actions printing section 103 alone weakens most of the section 103 list.

The companion page, what a response to an office action contains, reports what each reply did about each ground: amended, argued, both, or cancelled the claims. That measurement is per ground. This page asks a different question, which kinds of content the remarks carry, and here the counts are per reply. The reading coded kinds across each reply as a whole, and this page counts those found in its remarks. It also quoted each ground's response, but the kind counts here are per reply bundle, so none of them ties a kind to a ground.

A reply bundle is everything filed in answer to one action. It can hold more than one submission, such as a request for continued examination with its amendment.

Why the Sections Cannot Be Pulled Apart

An action often prints more than one statutory section, and one reply answers all of it. Counting the four sections this page groups by (101, 102, 103 and 112):

How many of sections 101, 102, 103 and 112 the answered action printed, across 47 reply bundles
Sections printedReply bundlesFamilies
One18 of 4711 of 22
Two16 of 4713 of 22
Three10 of 476 of 22
All four3 of 473 of 22

The family column does not sum to 22, because one family can have several replies in different rows.

The overlap between particular sections is large. Each row below is one group; each cell says how many of that group's bundles also answered an action printing the other section.

Bundles in each group whose action also printed another section
GroupAlso 101Also 102Also 103Also 112(b)
Section 101
25 bundles, 13 families
Not applicable9 of 25 bundles
8 of 13 families
16 of 25 bundles
11 of 13 families
9 of 25 bundles
5 of 13 families
Section 102
14 bundles, 11 families
9 of 14 bundles
8 of 11 families
Not applicable9 of 14 bundles
9 of 11 families
5 of 14 bundles
5 of 11 families
Section 103
33 bundles, 18 families
16 of 33 bundles
11 of 18 families
9 of 33 bundles
9 of 18 families
Not applicable11 of 33 bundles
7 of 18 families
Section 112(b)
17 bundles, 11 families
9 of 17 bundles
5 of 11 families
5 of 17 bundles
5 of 11 families
11 of 17 bundles
7 of 11 families
Not applicable

So 16 of the 25 replies in the section 101 group (11 of its 13 families) are also in the section 103 group. Whatever their remarks contain is counted twice, once under each section. A difference in counts between two groups can only come from the replies they do not share; a difference in shares can also come from the groups being different sizes.

What Appears Whatever the Section

Four kinds rank in the five most frequent for every group on this page. Each row gives the bundles and families with that kind, against the group's own totals.

The four kinds in the top five of every group, present in the remarks
KindAll repliesSection 101Section 102Section 103Section 112(b)
Claim population and status
Which claims are pending, cancelled, independent or dependent.
43 of 47 bundles
21 of 22 families
24 of 25 bundles
13 of 13 families
14 of 14 bundles
11 of 11 families
29 of 33 bundles
16 of 18 families
17 of 17 bundles
11 of 11 families
Reported claim treatment
A report of how the examiner treated identified claims, such as a rejection or objection, and the basis stated.
45 of 47 bundles
22 of 22 families
23 of 25 bundles
13 of 13 families
14 of 14 bundles
11 of 11 families
32 of 33 bundles
17 of 18 families
17 of 17 bundles
11 of 11 families
Procedural action requests
A request for an official step, such as consideration, entry or correction.
46 of 47 bundles
22 of 22 families
24 of 25 bundles
13 of 13 families
14 of 14 bundles
11 of 11 families
32 of 33 bundles
17 of 18 families
17 of 17 bundles
11 of 11 families
Reported positions and conclusions
A position or conclusion, reported without being evaluated.
45 of 47 bundles
22 of 22 families
24 of 25 bundles
13 of 13 families
14 of 14 bundles
11 of 11 families
31 of 33 bundles
17 of 18 families
16 of 17 bundles
11 of 11 families

This is the backbone of a reply's remarks in this sample: say which claims stand where, restate how the examiner treated them, report a position, and ask for an official step. It varies little with the section printed, from 88% to 100% of replies in every group, which is itself the main finding. Reported claim treatment is by definition a report of what the examiner did, so a kind's presence in the remarks does not mean the applicant asserted it.

One bundle, in the section 101 and section 103 groups, had no available remarks text. It carries no kinds and stays in those denominators, as it does in the source.

Where the Groups Differ

The table lists every kind that appears in at least five bundles and meets one of two rules for a section: it never appears in a bundle whose action did not print that section, or its share of bundles is at least 50 points higher with the section than without it. "Without" means the other bundles among the 47.

Co-presence, not response. Every row says a kind was in the same remarks as a reply to an action citing the section. None says the passage answered that section's ground. Most of these replies answered more than one section.
Kinds meeting either rule, present in the remarks
KindSectionWith: bundlesWith: familiesWithout: bundlesWithout: families
Stated analytical reasons
The reasons offered for a position or a characterization.
Section 10121 of 25 (84%)12 of 135 of 22 (23%)4 of 11
Analytical classifications and characterizations
How subject matter, features or methods are characterized or assigned to an analytical category.
Section 10115 of 25 (60%)9 of 130 of 22 (0%)0 of 11
Authority examples and comparisons
An example attributed to a decision or official illustration, or a comparison with one.
Section 1019 of 25 (36%)7 of 130 of 22 (0%)0 of 11
Component structure and placement
Components, their configuration, connections and placement.
Section 1018 of 25 (32%)5 of 130 of 22 (0%)0 of 11
Information storage
What information is stored, and where.
Section 1017 of 25 (28%)4 of 130 of 22 (0%)0 of 11
Reasoning reuse
Reasoning already stated, applied to another claim or issue.
Section 10327 of 33 (82%)15 of 183 of 14 (21%)3 of 8
Source identity and attribution
Naming the cited document or source that material comes from.
Section 1037 of 33 (21%)5 of 180 of 14 (0%)0 of 8
Source disclosure omissions
An express assertion that cited material, alone or together, omits or does not explicitly teach identified subject matter.
Section 10332 of 33 (97%)17 of 185 of 14 (36%)3 of 8
Source use and relevance
How cited material is selected, relied on or related to the analysis.
Section 1037 of 33 (21%)4 of 180 of 14 (0%)0 of 8
Combination and selection rationales
The reason offered for a proposed combination, modification or selected alternative.
Section 1039 of 33 (27%)7 of 180 of 14 (0%)0 of 8
Information storage
What information is stored, and where.
Section 1037 of 33 (21%)4 of 180 of 14 (0%)0 of 8

Bundle denominators: section 101, 25 with and 22 without; section 103, 33 with and 14 without. Family denominators: 13 with and 11 without for section 101; 18 with and 8 without for section 103. A family can sit on both sides, because its replies can answer different actions.

Information storage appears in seven bundles, and the action behind every one of them printed both section 101 and section 103, so it meets the first rule for both and cannot be assigned to either.

No kind met either rule for section 102 or section 112(b). Their widest gaps, checked across all 74 kinds, were 41 points for section 102 and 28 points for section 112(b). Section 102 has 14 bundles, 9 of which also answered section 103; at that size a single reply moves a share by about 7 points.

Read as descriptions, the section 101 rows are about characterizing what is claimed, the reasons given, examples from decisions, and the claimed system's components and stored information. The section 103 rows are about cited references and claims: which references, what they omit or do not explicitly teach, how they are used, why they would be combined, and reasoning carried from one claim to another. It is tempting to read these as the arguments each section calls for. The measurement cannot carry that reading. It records only that the passages were in the same remarks.

A Check: Section 103 on Its Own

One way to loosen the overlap is to look only at replies to actions that printed one of the four sections. 10 bundles, in 6 families, answered an action that printed section 103 and none of sections 101, 102 or 112. Four of those ten also carried grounds with no printed basis or a CFR citation.

The section 103 rows above, in the 10 bundles whose action printed section 103 and no other of the four sections
KindBundlesFamilies
Source disclosure omissions10 of 106 of 6
Reasoning reuse9 of 105 of 6
Combination and selection rationales2 of 102 of 6
Source identity and attribution1 of 101 of 6
Source use and relevance0 of 100 of 6
Information storage0 of 100 of 6

Two of the six section 103 rows hold up: assertions that cited material omits or does not explicitly teach something, and reuse of reasoning across claims, appear in nearly every one of these replies. The other four appeared in at most two of the ten. Most of their presence in the section 103 group came from replies whose action also printed another section, so the section 103 group alone does not account for them.

The same check cannot be run for section 101. Only 4 bundles, in 3 families, answered an action that printed section 101 and none of the other three, below this page's minimum of five.

Every Kind, Every Group

Selecting the rows that differ is how a story gets built by accident, so the full composition follows. All 74 kinds of the frozen taxonomy are listed, including the 9 that appear in no reply's remarks. Each cell gives bundles, then families, against the group's own totals.

View all 74 kinds across the four groups
Presence of each kind in the remarks: bundles; families
KindAll replies
47 bundles; 22 families
Section 101
25; 13
Section 102
14; 11
Section 103
33; 18
Section 112(b)
17; 11
Filing and submission chronology18 of 47; 14 of 227 of 25; 7 of 135 of 14; 4 of 1115 of 33; 12 of 185 of 17; 5 of 11
Communication response linkage14 of 47; 9 of 226 of 25; 5 of 133 of 14; 3 of 1110 of 33; 6 of 184 of 17; 3 of 11
Governing framework identification2 of 47; 2 of 222 of 25; 2 of 131 of 14; 1 of 111 of 33; 1 of 180 of 17; 0 of 11
Authority identification14 of 47; 11 of 228 of 25; 7 of 133 of 14; 3 of 1112 of 33; 9 of 183 of 17; 3 of 11
Rule content26 of 47; 14 of 2217 of 25; 11 of 1310 of 14; 7 of 1117 of 33; 10 of 187 of 17; 5 of 11
Rule qualifications3 of 47; 3 of 223 of 25; 3 of 131 of 14; 1 of 112 of 33; 2 of 180 of 17; 0 of 11
Examination assumptions0 of 47; 0 of 220 of 25; 0 of 130 of 14; 0 of 110 of 33; 0 of 180 of 17; 0 of 11
Inventor and participant composition0 of 47; 0 of 220 of 25; 0 of 130 of 14; 0 of 110 of 33; 0 of 180 of 17; 0 of 11
Claim population and status43 of 47; 21 of 2224 of 25; 13 of 1314 of 14; 11 of 1129 of 33; 16 of 1817 of 17; 11 of 11
Claim revision identification42 of 47; 22 of 2221 of 25; 13 of 1313 of 14; 10 of 1129 of 33; 17 of 1816 of 17; 11 of 11
Document replacement1 of 47; 1 of 221 of 25; 1 of 131 of 14; 1 of 111 of 33; 1 of 181 of 17; 1 of 11
Claim dependency and correspondence25 of 47; 14 of 2213 of 25; 8 of 138 of 14; 8 of 1121 of 33; 12 of 1810 of 17; 6 of 11
Reported claim treatment45 of 47; 22 of 2223 of 25; 13 of 1314 of 14; 11 of 1132 of 33; 17 of 1817 of 17; 11 of 11
Proceeding events and status11 of 47; 7 of 225 of 25; 3 of 135 of 14; 3 of 117 of 33; 6 of 185 of 17; 3 of 11
Procedural consequence attribution3 of 47; 3 of 222 of 25; 2 of 130 of 14; 0 of 111 of 33; 1 of 180 of 17; 0 of 11
Procedural action requests46 of 47; 22 of 2224 of 25; 13 of 1314 of 14; 11 of 1132 of 33; 17 of 1817 of 17; 11 of 11
Procedural options and authorizations2 of 47; 2 of 221 of 25; 1 of 130 of 14; 0 of 112 of 33; 2 of 180 of 17; 0 of 11
Response period rules0 of 47; 0 of 220 of 25; 0 of 130 of 14; 0 of 110 of 33; 0 of 180 of 17; 0 of 11
Fee calculation and status5 of 47; 3 of 223 of 25; 3 of 132 of 14; 2 of 114 of 33; 2 of 181 of 17; 1 of 11
Account payment instructions22 of 47; 13 of 229 of 25; 7 of 1310 of 14; 7 of 1115 of 33; 11 of 187 of 17; 5 of 11
Participant identification32 of 47; 18 of 2217 of 25; 10 of 1310 of 14; 8 of 1122 of 33; 14 of 1811 of 17; 7 of 11
Administrative document identity2 of 47; 1 of 222 of 25; 1 of 130 of 14; 0 of 111 of 33; 1 of 180 of 17; 0 of 11
Submission contents and certification5 of 47; 4 of 221 of 25; 1 of 130 of 14; 0 of 114 of 33; 3 of 181 of 17; 1 of 11
Contact routing36 of 47; 20 of 2220 of 25; 13 of 1310 of 14; 8 of 1127 of 33; 16 of 1814 of 17; 9 of 11
Availability schedules0 of 47; 0 of 220 of 25; 0 of 130 of 14; 0 of 110 of 33; 0 of 180 of 17; 0 of 11
Service access0 of 47; 0 of 220 of 25; 0 of 130 of 14; 0 of 110 of 33; 0 of 180 of 17; 0 of 11
Service access restrictions0 of 47; 0 of 220 of 25; 0 of 130 of 14; 0 of 110 of 33; 0 of 180 of 17; 0 of 11
Courtesy expressions15 of 47; 8 of 225 of 25; 4 of 136 of 14; 4 of 1110 of 33; 6 of 188 of 17; 6 of 11
Reservations and scope disclaimers37 of 47; 20 of 2220 of 25; 12 of 1312 of 14; 10 of 1126 of 33; 16 of 1813 of 17; 9 of 11
Expressed agreement and disagreement37 of 47; 18 of 2219 of 25; 10 of 1311 of 14; 9 of 1127 of 33; 15 of 1811 of 17; 6 of 11
Reported positions and conclusions45 of 47; 22 of 2224 of 25; 13 of 1314 of 14; 11 of 1131 of 33; 17 of 1816 of 17; 11 of 11
Conditional analytical positions18 of 47; 12 of 2213 of 25; 9 of 137 of 14; 6 of 1114 of 33; 10 of 186 of 17; 6 of 11
Stated analytical reasons26 of 47; 15 of 2221 of 25; 12 of 1310 of 14; 9 of 1118 of 33; 11 of 1810 of 17; 6 of 11
Analytical classifications and characterizations15 of 47; 9 of 2215 of 25; 9 of 135 of 14; 4 of 118 of 33; 6 of 184 of 17; 3 of 11
Analytical scope and procedure11 of 47; 7 of 227 of 25; 5 of 136 of 14; 5 of 118 of 33; 5 of 182 of 17; 2 of 11
Reasoning reuse30 of 47; 16 of 2215 of 25; 10 of 138 of 14; 8 of 1127 of 33; 15 of 189 of 17; 5 of 11
Consideration and response reports18 of 47; 11 of 2211 of 25; 8 of 136 of 14; 6 of 1113 of 33; 8 of 185 of 17; 3 of 11
Presentation and citation conventions9 of 47; 6 of 224 of 25; 3 of 135 of 14; 4 of 116 of 33; 5 of 186 of 17; 5 of 11
Procedural and revision purposes19 of 47; 11 of 2211 of 25; 7 of 137 of 14; 5 of 1111 of 33; 7 of 187 of 17; 5 of 11
Revision content and wording concerns36 of 47; 21 of 2219 of 25; 11 of 139 of 14; 9 of 1126 of 33; 16 of 1813 of 17; 10 of 11
Claim form9 of 47; 4 of 226 of 25; 3 of 136 of 14; 4 of 116 of 33; 3 of 183 of 17; 2 of 11
Claim feature presentation35 of 47; 18 of 2217 of 25; 11 of 1311 of 14; 8 of 1127 of 33; 14 of 1811 of 17; 7 of 11
Claim and term interpretation11 of 47; 9 of 225 of 25; 5 of 135 of 14; 4 of 117 of 33; 6 of 187 of 17; 6 of 11
Authority examples and comparisons9 of 47; 7 of 229 of 25; 7 of 132 of 14; 2 of 115 of 33; 4 of 182 of 17; 2 of 11
Source identity and attribution7 of 47; 5 of 225 of 25; 3 of 132 of 14; 2 of 117 of 33; 5 of 185 of 17; 3 of 11
Source passage locations25 of 47; 16 of 2212 of 25; 8 of 137 of 14; 4 of 1115 of 33; 12 of 189 of 17; 8 of 11
Source disclosure content37 of 47; 18 of 2217 of 25; 10 of 1311 of 14; 9 of 1128 of 33; 15 of 1810 of 17; 7 of 11
Source feature correspondence24 of 47; 14 of 229 of 25; 6 of 138 of 14; 7 of 1120 of 33; 12 of 188 of 17; 5 of 11
Source disclosure omissions37 of 47; 18 of 2216 of 25; 10 of 1314 of 14; 11 of 1132 of 33; 17 of 1813 of 17; 9 of 11
Source use and relevance7 of 47; 4 of 226 of 25; 3 of 131 of 14; 1 of 117 of 33; 4 of 184 of 17; 2 of 11
Reference combination proposals3 of 47; 3 of 220 of 25; 0 of 130 of 14; 0 of 113 of 33; 3 of 181 of 17; 1 of 11
Combination and selection rationales9 of 47; 7 of 223 of 25; 2 of 130 of 14; 0 of 119 of 33; 7 of 185 of 17; 4 of 11
Technical purposes12 of 47; 11 of 227 of 25; 7 of 133 of 14; 3 of 118 of 33; 7 of 182 of 17; 2 of 11
Technical effects and predictions27 of 47; 17 of 2219 of 25; 12 of 1311 of 14; 8 of 1117 of 33; 13 of 189 of 17; 8 of 11
Background conditions and problems10 of 47; 8 of 229 of 25; 7 of 135 of 14; 4 of 118 of 33; 7 of 185 of 17; 5 of 11
Operational illustrations and comparisons8 of 47; 7 of 225 of 25; 5 of 133 of 14; 3 of 117 of 33; 6 of 184 of 17; 4 of 11
Experimental evidence description0 of 47; 0 of 220 of 25; 0 of 130 of 14; 0 of 110 of 33; 0 of 180 of 17; 0 of 11
Feature and participation exclusions15 of 47; 11 of 2211 of 25; 7 of 133 of 14; 3 of 1113 of 33; 9 of 187 of 17; 5 of 11
Technical alternatives and optionality12 of 47; 8 of 227 of 25; 7 of 134 of 14; 4 of 119 of 33; 5 of 183 of 17; 3 of 11
Operations and processing20 of 47; 13 of 2212 of 25; 9 of 139 of 14; 7 of 1113 of 33; 8 of 188 of 17; 7 of 11
Operational conditions and dependencies15 of 47; 11 of 2210 of 25; 8 of 138 of 14; 7 of 1110 of 33; 7 of 184 of 17; 4 of 11
Operational timing7 of 47; 7 of 225 of 25; 5 of 133 of 14; 3 of 114 of 33; 4 of 182 of 17; 2 of 11
Component structure and placement8 of 47; 5 of 228 of 25; 5 of 135 of 14; 4 of 117 of 33; 5 of 184 of 17; 3 of 11
Information contents and meaning10 of 47; 8 of 229 of 25; 7 of 135 of 14; 5 of 117 of 33; 5 of 185 of 17; 3 of 11
Information relationships and derivation8 of 47; 6 of 227 of 25; 5 of 134 of 14; 4 of 116 of 33; 4 of 182 of 17; 1 of 11
Quantities and value constraints1 of 47; 1 of 220 of 25; 0 of 130 of 14; 0 of 111 of 33; 1 of 180 of 17; 0 of 11
Information inputs and acquisition10 of 47; 7 of 228 of 25; 5 of 135 of 14; 4 of 116 of 33; 4 of 185 of 17; 4 of 11
Information transfer and output10 of 47; 7 of 228 of 25; 5 of 137 of 14; 6 of 118 of 33; 6 of 185 of 17; 4 of 11
Information storage7 of 47; 4 of 227 of 25; 4 of 133 of 14; 3 of 117 of 33; 4 of 182 of 17; 1 of 11
Training and model adaptation2 of 47; 2 of 222 of 25; 2 of 131 of 14; 1 of 111 of 33; 1 of 181 of 17; 1 of 11
State changes and updates2 of 47; 2 of 222 of 25; 2 of 130 of 14; 0 of 111 of 33; 1 of 180 of 17; 0 of 11
Claim election record0 of 47; 0 of 220 of 25; 0 of 130 of 14; 0 of 110 of 33; 0 of 180 of 17; 0 of 11
Official notice assertion0 of 47; 0 of 220 of 25; 0 of 130 of 14; 0 of 110 of 33; 0 of 180 of 17; 0 of 11
Textual and analytical omissions8 of 47; 5 of 224 of 25; 3 of 130 of 14; 0 of 117 of 33; 4 of 182 of 17; 1 of 11

What Was Left Out, and Why

  • Groups below five. A group is shown only when both its bundle and family denominators are at least five. That removes section 112(a) (5 bundles, 3 families, and the action behind every one of the 5 also printed section 101), section 112(d) (1 bundle, 1 family), printed CFR citations (3 bundles, 2 families) and printed MPEP citations (1 bundle, 1 family).
  • Section 112 is shown as 112(b). 17 of the 20 bundles whose action printed any subsection of section 112 printed 112(b). The other three printed 112(a) only, which is below the minimum above.
  • Grounds with no printed basis. 16 bundles, in 12 families, answered grounds where the reader recorded no statutory citation. Every one of those 16 bundles also answered a ground printing section 101, 102, 103 or 112, so each is counted in at least one section group as well as in the "All replies" column.
  • Kinds in fewer than five bundles. Nine kinds meet the first rule for at least one section but appear in fewer than five bundles in all, as few as one. They are in the full table and not in the differences table.

What This Does Not Decide

Nothing here says what worked. No table or sentence on this page crosses a kind of content with what the examiner did next, and the reading did not collect it. A kind that appears often is not shown to help, and one that appears rarely is not shown to hurt.
  • It does not recommend content for a reply to any section. It describes what 47 replies did contain.
  • It does not describe the statutory sections themselves. They are named here only as the examiner's action printed them.
  • Kinds were assigned by a single model reader. The source records that its checks bind each coded passage to the filed text; they do not establish that the reader's meaning is right. The kind list was built from other families of the same population and applied by the same reader.
  • A kind counts if any passage of the remarks carried it, including passages coded as negative or optional. It is presence, not volume.
  • Only remarks text that could be retrieved was read. Text that could not be obtained is unobserved, not absent.
  • It is 47 replies from 22 families. It is not a survey of practice, and no firm or practitioner is compared with another.

Educational, not legal advice. What a reply argues is the practitioner's judgment on the specific claims and record, with deadlines attached.

If You Are Reading an Office Action Now

This page describes the content of remarks across a sample. For what each reply did about each ground, see what a response to an office action contains. For the provisions themselves and the procedure around them, our practitioner-facing site covers office actions in depth at patent-actions.com.

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